Compliance Assurance Officer
- Mumbai
- Legal & Compliance
- Permanent
- Hybrid
- Full Time
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Mumbai, India
Job description
About the role
The Compliance Assurance Specialist plays an important role in delivering effective, risk-based compliance assurance across the EMAP region. This role is suited to someone who can lead assigned assurance reviews independently, apply sound judgment in regulated environments, and work credibly with stakeholders on findings, risks, and remediation.
You will be responsible for delivering compliance assurance reviews in line with the Global Compliance Management Programme and the annual EMAP Compliance Assurance Plan. You will assess risks and controls, carry out testing, report findings clearly, and support the business in driving actions through to resolution.
What you’ll be doing in this role
Deliver assurance reviews end to end
- Execute compliance assurance reviews in line with the annual EMAP Compliance Assurance Plan and agreed timelines
- Define testing approach and review activities for assigned engagements
- Conduct fieldwork, testing, and fact-finding activities with a high standard of accuracy and professionalism
- Maintain robust working papers and clear review documentation
Assess findings and support remediation
- Analyse control effectiveness and identify areas of compliance risk
- Prepare clear, well-structured reports that set out findings, risks, conclusions, and required actions
- Work with business owners and management to agree practical remediation plans
- Track agreed actions through to closure and escalate high-risk issues where appropriate
Support governance and stakeholder engagement
- Use Archer to maintain accurate records and track issues, deliverables, and review progress
- Build a broad understanding of the business and the regulatory environment in which Experian operates
- Engage confidently with stakeholders to support effective management of compliance risk
- Support the business in strengthening controls and addressing issues identified through reviews
Contribute insight from reviews
- Share review insights and recurring themes to support continuous improvement in assurance activity
- Contribute to a consistent, high-quality approach to assurance delivery across the region
- Support the wider Compliance function in meeting its regulatory obligations with a high standard of integrity, professionalism, and sound judgment
What we’re looking for
Experience and judgment
- Around 3 years of experience in monitoring, testing, assurance, or audit within regulatory compliance
- Experience working in a substantial regulated organisation, ideally in Financial Services
- Strong analytical capability and sound judgment when assessing complex issues, controls, and risks
- Ability to operate independently while knowing when to escalate
Technical and functional capability
- Good working knowledge of privacy and data protection regulation and its key principles
- Experience delivering assurance or testing reviews and documenting findings clearly
- Strong investigation, analysis, and report-writing skills
- Attention to detail and the ability to manage work accurately and consistently
Stakeholder and communication strength
- Ability to communicate in a clear, structured, and credible way
- Confidence working with business stakeholders to discuss findings, risks, and actions
- Ability to work independently while contributing effectively as part of a regional team
- Strong communication skills in English
Desirable
- Professional audit qualification such as ACCA, CIA, or CISA
Qualifications
- - Degree or equivalent in a relevant discipline
Experian is a global data and technology company, powering opportunities for people and businesses around the world. We operate across a range of markets, from financial services to healthcare, automotive, agribusiness, insurance, and many more. Experian invests in people and new advanced technologies to unlock the power of data. We have an amazing team of 25,200 people in 32 countries.
Our uniqueness is that we celebrate yours. Experian's people first, inclusive and purpose driven culture is multi award-winning; World's Best Workplaces™ 2025 (Fortune Global Top 25), Great Place To Work™ in 26 countries to name a few. Check out Experian Life on social or explore our Careers Site to understand why. Experian is also proud to be an Equal Opportunity and Affirmative Action employer. If you have a disability or special need that requires accommodation, please let us know at the earliest opportunity.
Experian Careers - Creating a better tomorrow together
Find out what its like to work for Experian by clicking here
Explore Experian's award winning 'people first' culture.
Being part of Experian is exciting. Every day brings new challenges, new opportunities, new ways for us to do what we do best: using our innovative technologies and data to work in new and surprising ways. All brought together in a single thought: Discover the Unexpected.
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