Compliance Assurance Officer
- Mumbai
- Legal & Compliance
- Permanent
- Hybrid
- Full Time
__jobinformationwidget.freetext.LocationText__
Mumbai, India
Job description
About the role
The Compliance Assurance Specialist plays an important role in delivering effective, risk-based compliance assurance across the EMAP region. This role is suited to someone who can lead assigned assurance reviews independently, apply sound judgment in regulated environments, and work credibly with stakeholders on findings, risks, and remediation.
You will be responsible for delivering compliance assurance reviews in line with the Global Compliance Management Programme and the annual EMAP Compliance Assurance Plan. You will assess risks and controls, carry out testing, report findings clearly, and support the business in driving actions through to resolution.
What you’ll be doing in this role
Deliver assurance reviews end to end
- Execute compliance assurance reviews in line with the annual EMAP Compliance Assurance Plan and agreed timelines
- Define testing approach and review activities for assigned engagements
- Conduct fieldwork, testing, and fact-finding activities with a high standard of accuracy and professionalism
- Maintain robust working papers and clear review documentation
Assess findings and support remediation
- Analyse control effectiveness and identify areas of compliance risk
- Prepare clear, well-structured reports that set out findings, risks, conclusions, and required actions
- Work with business owners and management to agree practical remediation plans
- Track agreed actions through to closure and escalate high-risk issues where appropriate
Support governance and stakeholder engagement
- Use Archer to maintain accurate records and track issues, deliverables, and review progress
- Build a broad understanding of the business and the regulatory environment in which Experian operates
- Engage confidently with stakeholders to support effective management of compliance risk
- Support the business in strengthening controls and addressing issues identified through reviews
Contribute insight from reviews
- Share review insights and recurring themes to support continuous improvement in assurance activity
- Contribute to a consistent, high-quality approach to assurance delivery across the region
- Support the wider Compliance function in meeting its regulatory obligations with a high standard of integrity, professionalism, and sound judgment
What we’re looking for
Experience and judgment
- Around 3 years of experience in monitoring, testing, assurance, or audit within regulatory compliance
- Experience working in a substantial regulated organisation, ideally in Financial Services
- Strong analytical capability and sound judgment when assessing complex issues, controls, and risks
- Ability to operate independently while knowing when to escalate
Technical and functional capability
- Good working knowledge of privacy and data protection regulation and its key principles
- Experience delivering assurance or testing reviews and documenting findings clearly
- Strong investigation, analysis, and report-writing skills
- Attention to detail and the ability to manage work accurately and consistently
Stakeholder and communication strength
- Ability to communicate in a clear, structured, and credible way
- Confidence working with business stakeholders to discuss findings, risks, and actions
- Ability to work independently while contributing effectively as part of a regional team
- Strong communication skills in English
Desirable
- Professional audit qualification such as ACCA, CIA, or CISA
Qualifications
- - Degree or equivalent in a relevant discipline
Experian is a global data and technology company, powering opportunities for people and businesses around the world. We operate across a range of markets, from financial services to healthcare, automotive, agribusiness, insurance, and many more. Experian invests in people and new advanced technologies to unlock the power of data. We have an amazing team of 25,200 people in 32 countries.
Our uniqueness is that we celebrate yours. Experian's people first, inclusive and purpose driven culture is multi award-winning; World's Best Workplaces™ 2025 (Fortune Global Top 25), Great Place To Work™ in 26 countries to name a few. Check out Experian Life on social or explore our Careers Site to understand why. Experian is also proud to be an Equal Opportunity and Affirmative Action employer. If you have a disability or special need that requires accommodation, please let us know at the earliest opportunity.
Experian Careers - Creating a better tomorrow together
Find out what its like to work for Experian by clicking here
Explore Experian's award winning 'people first' culture.
Being part of Experian is exciting. Every day brings new challenges, new opportunities, new ways for us to do what we do best: using our innovative technologies and data to work in new and surprising ways. All brought together in a single thought: Discover the Unexpected.
Learn moreRecommended Jobs
Salary
Location
São Paulo, Brazil
Experience Level
Not Applicable
Employment
Permanent
Location
Sao Paulo
Role Type
Home
Schedule
Full Time
Department
Data Management
Brand
Serasa Experian
Remote working available
Yes
Description
Job description Especialista de Engenharia de Dados I (Graph Data Engineer | Inteligência Relacional e Fraud Analytics) Descrição da empresaA Serasa Experian é a primeira e a maior Datatech do Brasil.
Reference
6f92e1a9-1759-4b04-9594-e232629967d3
Expiry Date
01/01/0001
Salary
Location
Nottingham, England
Experience Level
Not Applicable
Employment
Permanent
Location
Nottingham
Role Type
Hybrid
Schedule
Full Time
Department
Analytics
Brand
Experian
Remote working available
No
Description
The AI & Automation Centre of Expertise (GenAI CoE) at Experian helps teams across Experian's UK business. It improves products using Generative AI, machine learning, and automation. The centre has a
Reference
d6a7f317-89d3-458b-af0d-120dfb328c0d
Expiry Date
01/01/0001
Salary
Location
London, England
Experience Level
Not Applicable
Employment
Permanent
Location
London
Role Type
Hybrid
Schedule
Full Time
Department
Analytics
Brand
Experian
Remote working available
No
Description
The AI & Automation Centre of Expertise (GenAI CoE) at Experian helps teams across Experian's UK business. It improves products using Generative AI, machine learning, and automation. The centre has a
Reference
686b30f5-306f-42ca-aaa2-1be5740b9866
Expiry Date
01/01/0001
Salary
Location
United States
Experience Level
Associate
Employment
Permanent
Location
United States
Role Type
Home
Salary Range
See Pay Range
Schedule
Full Time
Department
Sales & Business Development
Pay Range
$100,000 - $170,000
Brand
Experian
Remote working available
Yes
Description
What we're looking for Passion for helping Fintech clients solve complex business challenges through data, analytics, identity, fraud, decisioning, and software solutions. Ability to build trusted rel
Reference
82e3df7d-70b0-47c5-a487-98110b82ed3d
Expiry Date
01/01/0001
Salary
Location
São Paulo, Brazil
Experience Level
Not Applicable
Employment
Permanent
Location
Sao Paulo
Role Type
Home
Schedule
Full Time
Department
Technology
Brand
Serasa Experian
Remote working available
Yes
Description
Descrição do trabalho Responsável por desenhar a arquitetura do SDK unificado que sustenta o Fluxo Seguro, garantindo que todos os componentes da solução — captura, detecção e validação de confiabilid
Reference
4f22cc0b-cee2-4426-8ba1-210c305b7948
Expiry Date
01/01/0001
Salary
Location
São Paulo, Brazil
Experience Level
Not Applicable
Employment
Permanent
Location
Sao Paulo
Role Type
Home
Schedule
Full Time
Department
Technology
Brand
Serasa Experian
Remote working available
Yes
Description
Descrição do trabalho Estamos em busca de um Especialista de SRE (Site Reliability Engineering) para integrar nossa equipe responsável pela confiabilidade e resiliência de nossos produtos.O profission
Reference
285e2189-355a-4fc0-8e5d-5638d41c1fe3
Expiry Date
01/01/0001
Salary
Location
São Paulo, Brazil
Experience Level
Not Applicable
Employment
Permanent
Location
Sao Paulo
Role Type
Home
Schedule
Full Time
Department
Technology
Brand
Serasa Experian
Remote working available
Yes
Description
Descrição do trabalhoAtua no desenvolvimento e evolução do núcleo backend do SDK unificado, sendo responsável pelos serviços que recebem, processam e correlacionam sinais de segurança, integridade e f
Reference
a686869e-7721-4f7d-86f1-c89296f24390
Expiry Date
01/01/0001
Salary
Location
São Paulo, Brazil
Experience Level
Not Applicable
Employment
Permanent
Location
Sao Paulo
Role Type
Roam
Schedule
Full Time
Department
Sales & Business Development
Brand
Serasa Experian
Remote working available
No
Description
Buscamos um perfil altamente estratégico, com forte capacidade de geração de negócios, estruturação comercial e desenvolvimento de alianças que impulsionem receita, inovação e acesso a novos mercados.
Reference
ca94644c-4dfa-4843-8a8d-43d4c88ad8fc
Expiry Date
01/01/0001
Salary
Location
São Paulo, Brazil
Experience Level
Not Applicable
Employment
Permanent
Location
Sao Paulo
Role Type
Hybrid
Schedule
Full Time
Department
Marketing and Communications
Brand
Serasa Experian
Remote working available
No
Description
Sobre a frente Serasa Ads é a plataforma de mídia da Serasa, construída sobre nossa base própria de audiência e dados. A veiculação roda em Google Ad Manager 360; nossa engenharia constrói a camada p
Reference
b2c12b95-9d1f-4ca5-902a-09e2115186b9
Expiry Date
01/01/0001
Salary
Location
Madrid, Spain
Experience Level
Not Applicable
Employment
Permanent
Location
Madrid
Role Type
Hybrid
Schedule
Full Time
Department
Sales & Business Development
Brand
Experian
Remote working available
No
Description
As a Senior Key Account Manager, you will be responsible for managing and expanding a portfolio of strategic enterprise clients within the Utilities and Telco industries. You will act as a trusted adv
Reference
a986ebec-838c-4a94-adce-78846c1a856e
Expiry Date
01/01/0001
Salary
Location
Cyberjaya, Malaysia
Experience Level
Not Applicable
Employment
Permanent
Location
Cyberjaya
Role Type
Hybrid
Schedule
Full Time
Department
Finance
Brand
Experian
Remote working available
No
Description
This exciting role is responsible for end-to-end fixed asset process. You will collaborate with Business Unit Finance Team and engaged to ensure completeness and accuracy of fixed asset records. You'l
Reference
585ba9d2-8bcc-4057-80e1-450d461405d7
Expiry Date
01/01/0001
Salary
Location
Nottingham, England
Experience Level
Not Applicable
Employment
Permanent
Location
Nottingham
Role Type
Hybrid
Schedule
Full Time
Department
Finance
Brand
Experian
Remote working available
No
Description
Are you passionate about transforming businesses, improving customer experiences, and delivering measurable commercial impact?We're looking for an experienced Operational Excellence Leader to lead ent
Reference
b78c238d-a950-47fc-a1b1-c1cdcb16cbc9
Expiry Date
01/01/0001
Salary
Location
Cyberjaya, Malaysia
Experience Level
Not Applicable
Employment
Permanent
Location
Cyberjaya
Role Type
Hybrid
Schedule
Full Time
Department
Finance
Brand
Experian
Remote working available
No
Description
The Cash Management Process Lead oversees Global Finance Services cash management accounting and ensures Bank and Intra Group Account(IGA) end to end process are performed timely and accurately. You w
Reference
d54ded8d-c245-4c9b-a255-358ada68cf97
Expiry Date
01/01/0001
Salary
Location
Costa Mesa, United States
Experience Level
Not Applicable
Employment
Permanent
Location
Costa Mesa
Role Type
Hybrid
Salary Range
$82,644 - $143,249
Schedule
Full Time
Department
Marketing and Communications
Brand
Experian
Remote working available
Yes
Description
The Lifecycle Program Manager will lead strategy and execution for email, push, and SMS communications that increase customer engagement in the home and mortgage space. This role will manage lifecycle
Reference
b928c6ef-a68f-44e3-b30a-68a53224dcac
Expiry Date
01/01/0001
Salary
Location
São Paulo, Brazil
Experience Level
Not Applicable
Employment
Permanent
Location
Sao Paulo
Role Type
Roam
Schedule
Full Time
Department
Sales & Business Development
Brand
Serasa Experian
Remote working available
No
Description
Job description Gestão de Parcerias estratégicas da Serasa, atuando com produtos de concessão e recuperação de crédito, principalmente.Negociação com grandes parceiros, bem como a elaboração de planos
Reference
8653591e-b32c-4596-85ea-e35a41044154
Expiry Date
01/01/0001
Salary
Location
Heredia, Costa Rica
Experience Level
Mid-Senior Level
Employment
Permanent
Location
Heredia
Role Type
Hybrid
Schedule
Full Time
Department
Information Security
Brand
Experian
Remote working available
No
Description
The Senior Security Automation Engineer designs and delivers automation solutions that improve security, reduce manual work, and increase team productivity. This role partners with developers, enginee
Reference
c11ed1d4-18bd-48e8-b95b-78b165a42f3f
Expiry Date
01/01/0001